Compliance Traceability

Financial Institutions rely on compliance professionals who painstakingly map the applicable rules to their risk and compliance taxonomy, assess the impact of upcoming laws and regulations, and maintain the mapping. Much of this process is manual, making it inconsistent and time-consuming.

Artificial Intelligence (AI) can enable firms to identify regulatory requirements and help them ensure their regulatory requirements are traced end-to-end to their risk and compliance taxonomy. The AI technology can further assess the regulatory changes, identify the impact on the taxonomy and keep the compliance maps updated at scale and in real-time.

Doreen Ghusar

Upstart

Head of compliance

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Supra Appikonda

4CRisk.ai

Co-Founder and COO

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Attendees of this webinar will learn:

The importance of end-to-end traceability in meeting regulators and audit expectations.
How AI enabled end-to-end traceability helps organizations identify and mitigate compliance risks.
How AI enabled end-to-end traceability automates impact assessment at scale.
How AI augments data governance across structured and unstructured risk and compliance taxonomy.